4: Statement of changes in beneficial ownership of securities
Published on December 13, 2017
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owners
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NNA OF NEVADA INC 2525 WEST END AVENUE SUITE 600 NASHVILLE, TN 37203 |
Former 10% Owner |
Signatures
/s/ Mark Fawcett, Sr. Vice President, NNA of Nevada Inc.. | 12/13/2017 | |
**Signature of Reporting Person | Date |
Explanation of Responses:
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Person is an indirect, wholly-owned subsidiary of Fresesnius Medical Care Holdings, Inc. ("FMCH"). FMCH is an indirect wholly-owned subsidiary of Fresenius Medical Care AG & Co. KGaA. Mr. Mark Fawcett, Senior Vice President and Treasurer of the Reporting Person and of FMCH, currently serves as a director of the Issuer. |
Remarks: Names and addresses of additional Reporting Persons: 1. Fresenius Medical Care Holdings, Inc., 920 Winter Street, Waltham MA, 02451-1547. 2. Fresenius Medical Care & Co. KGaA, Else-Kroner Strasse 1, 61352 Bad Homburg, Germany. |